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Proximal Humerus Fractures

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Category: Trauma

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Neer classification (parts displaced >1 cm or >45°): guides management. Non‑operative for minimally displaced; ORIF (locking plate) for displaced 2–3 part; hemiarthroplasty/RSA for unreconstructable 3–4 part or head‑split in elderly. Assess vascularity: medial hinge, calcar length; tuberosity integrity crucial for outcomes. Complications: AVN, stiffness, tuberosity nonunion/malposition, screw perforation.
Published Feb 28, 2026 • Author: The Bone Stories ✅
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Overview

Proximal humerus fractures are common injuries involving the upper end of the humerus near the shoulder joint. They account for approximately 5–6% of all fractures and represent the third most common fracture in the elderly after hip and distal radius fractures. These injuries typically occur following low-energy falls in osteoporotic individuals, but can also result from high-energy trauma such as road traffic accidents or sports injuries in younger patients.

The management of proximal humerus fractures depends on fracture pattern, displacement, bone quality, patient age, and functional demands. While many fractures can be treated conservatively, complex displaced fractures may require surgical fixation or arthroplasty.

Anatomy

The proximal humerus forms the shoulder joint by articulating with the glenoid cavity of the scapula. Important anatomical structures include:

  • Humeral head
  • Greater tuberosity
  • Lesser tuberosity
  • Surgical neck

The rotator cuff muscles attach to the tuberosities and play a major role in fracture displacement. The blood supply of the humeral head is mainly from the anterior and posterior circumflex humeral arteries, particularly the arcuate artery.

Epidemiology
  • Accounts for 5–6% of all fractures
  • Common in elderly osteoporotic women
  • Third most common fracture in elderly population
  • Increasing incidence with aging population
Age Group Mechanism
Elderly Low energy fall on outstretched hand
Young adults High energy trauma or sports injury
Mechanism of Injury
  • Fall on outstretched hand
  • Direct blow to shoulder
  • High-energy trauma
  • Seizure or electric shock (rare)
Classification

The most commonly used classification system for proximal humerus fractures is the Neer classification. It is based on the number of displaced fracture segments.

Type Description
One-part No segment displaced
Two-part One segment displaced
Three-part Two segments displaced
Four-part All segments displaced

A fracture segment is considered displaced if it is separated by more than 1 cm or angulated by more than 45 degrees.

Clinical Features
  • Severe shoulder pain
  • Swelling and bruising around shoulder
  • Restricted shoulder movement
  • Deformity in severe displacement
  • Ecchymosis extending to chest wall

Neurovascular examination is essential because the axillary nerve may be injured in proximal humerus fractures.

Investigations
  • AP shoulder radiograph
  • Scapular Y view
  • Axillary view
  • CT scan for complex fractures

CT scans are particularly helpful in evaluating fracture comminution and planning surgical treatment.

Nonoperative Management

Approximately 80% of proximal humerus fractures are minimally displaced and can be managed conservatively.

  • Sling immobilization
  • Analgesics
  • Early pendulum exercises
  • Gradual physiotherapy
Operative Management
Procedure Indications
ORIF with locking plate Displaced fractures
Intramedullary nail Selected surgical neck fractures
Hemiarthroplasty Complex fractures in elderly
Reverse shoulder arthroplasty Severely comminuted fractures
Complications
  • Avascular necrosis of humeral head
  • Malunion
  • Nonunion
  • Shoulder stiffness
  • Axillary nerve injury
Exam Pearls
  • Most fractures treated conservatively
  • Neer classification commonly used
  • Axillary nerve injury should be assessed
  • Four-part fractures have high AVN risk
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References


Rockwood and Green’s Fractures in Adults
Campbell’s Operative Orthopaedics
Orthobullets – Proximal Humerus Fractures
AAOS Guidelines